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Robust Regularized Policy Iteration under Transition Uncertainty

arXiv cs.AI / 3/11/2026

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Key Points

  • The paper introduces Robust Regularized Policy Iteration (RRPI), a novel offline reinforcement learning algorithm designed to handle transition uncertainty and policy-induced extrapolation by optimizing policies against worst-case dynamics within an uncertainty set.
  • RRPI replaces the intractable max-min bilevel optimization with a tractable KL-regularized surrogate and performs efficient policy iteration with a robust regularized Bellman operator, which is proven to be a $$gamma$-contraction ensuring convergence and monotonic improvement.
  • Experimental results on D4RL benchmarks show that RRPI outperforms recent state-of-the-art methods, including percentile-based approaches like PMDB, across the majority of tested environments while maintaining robustness.
  • The method's learned $Q$-values appropriately decrease in regions with higher epistemic uncertainty, indicating that the learned policies avoid unreliable out-of-distribution actions, thereby enhancing safety and reliability in offline RL.
  • This work contributes to improving the reliability and performance of offline reinforcement learning under distribution shifts by addressing transition model uncertainty in a theoretically grounded and practically efficient manner.

Computer Science > Artificial Intelligence

arXiv:2603.09344 (cs)
[Submitted on 10 Mar 2026]

Title:Robust Regularized Policy Iteration under Transition Uncertainty

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Abstract:Offline reinforcement learning (RL) enables data-efficient and safe policy learning without online exploration, but its performance often degrades under distribution shift. The learned policy may visit out-of-distribution state-action pairs where value estimates and learned dynamics are unreliable. To address policy-induced extrapolation and transition uncertainty in a unified framework, we formulate offline RL as robust policy optimization, treating the transition kernel as a decision variable within an uncertainty set and optimizing the policy against the worst-case dynamics. We propose Robust Regularized Policy Iteration (RRPI), which replaces the intractable max-min bilevel objective with a tractable KL-regularized surrogate and derives an efficient policy iteration procedure based on a robust regularized Bellman operator. We provide theoretical guarantees by showing that the proposed operator is a $\gamma$-contraction and that iteratively updating the surrogate yields monotonic improvement of the original robust objective with convergence. Experiments on D4RL benchmarks demonstrate that RRPI achieves strong average performance, outperforming recent baselines including percentile-based methods such as PMDB on the majority of environments while remaining competitive on the rest. Moreover, RRPI exhibits robust behavior. The learned $Q$-values decrease in regions with higher epistemic uncertainty, suggesting that the resulting policy avoids unreliable out-of-distribution actions under transition uncertainty.
Subjects: Artificial Intelligence (cs.AI); Machine Learning (stat.ML)
Cite as: arXiv:2603.09344 [cs.AI]
  (or arXiv:2603.09344v1 [cs.AI] for this version)
  https://doi.org/10.48550/arXiv.2603.09344
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arXiv-issued DOI via DataCite

Submission history

From: Hongqiang Lin [view email]
[v1] Tue, 10 Mar 2026 08:18:27 UTC (711 KB)
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