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Escaping Offline Pessimism: Vector-Field Reward Shaping for Safe Frontier Exploration

arXiv cs.LG / 3/20/2026

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Key Points

  • The paper addresses offline reinforcement learning pessimism, which limits exploration by proposing a vector-field reward shaping approach to encourage safe boundary exploration near well-covered offline data regions.
  • It introduces an uncertainty-based reward that combines a gradient-alignment term toward a target uncertainty and a rotational-flow term along the local tangent of the uncertainty manifold to avoid degenerate parking behavior.
  • The method uses an uncertainty oracle trained from offline data and is demonstrated by integrating the reward shaping with Soft Actor-Critic on a 2D navigation task, enabling exploration along uncertainty boundaries while balancing safety and task performance.
  • Theoretical analysis supports sustained exploratory behavior and safe recovery, suggesting broader applicability for safe exploration during offline-to-online transitions in reinforcement learning.

Abstract

While offline reinforcement learning provides reliable policies for real-world deployment, its inherent pessimism severely restricts an agent's ability to explore and collect novel data online. Drawing inspiration from safe reinforcement learning, exploring near the boundary of regions well covered by the offline dataset and reliably modeled by the simulator allows an agent to take manageable risks--venturing into informative but moderate-uncertainty states while remaining close enough to familiar regions for safe recovery. However, naively rewarding this boundary-seeking behavior can lead to a degenerate parking behavior, where the agent simply stops once it reaches the frontier. To solve this, we propose a novel vector-field reward shaping paradigm designed to induce continuous, safe boundary exploration for non-adaptive deployed policies. Operating on an uncertainty oracle trained from offline data, our reward combines two complementary components: a gradient-alignment term that attracts the agent toward a target uncertainty level, and a rotational-flow term that promotes motion along the local tangent plane of the uncertainty manifold. Through theoretical analysis, we show that this reward structure naturally induces sustained exploratory behavior along the boundary while preventing degenerate solutions. Empirically, by integrating our proposed reward shaping with Soft Actor-Critic on a 2D continuous navigation task, we validate that agents successfully traverse uncertainty boundaries while balancing safe, informative data collection with primary task completion.