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Beyond Passive Aggregation: Active Auditing and Topology-Aware Defense in Decentralized Federated Learning

arXiv cs.LG / 3/20/2026

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Key Points

  • The article proposes moving from passive defenses to an active interventional auditing framework in Decentralized Federated Learning to detect adaptive backdoors.
  • It builds a dynamical model to characterize how adversarial updates diffuse across complex graph topologies in time and space.
  • It introduces proactive auditing metrics—stochastic entropy anomaly, randomized smoothing KL divergence, and activation kurtosis—that use private probes to stress-test local models and reveal latent backdoors.
  • It implements a topology-aware defense placement strategy to maximize robustness of the global aggregator.
  • It provides theoretical convergence properties for co-evolving attack and defense dynamics and shows numeric experiments where the active framework competes with state-of-the-art defenses while maintaining primary task performance.

Abstract

Decentralized Federated Learning (DFL) remains highly vulnerable to adaptive backdoor attacks designed to bypass traditional passive defense metrics. To address this limitation, we shift the defensive paradigm toward a novel active, interventional auditing framework. First, we establish a dynamical model to characterize the spatiotemporal diffusion of adversarial updates across complex graph topologies. Second, we introduce a suite of proactive auditing metrics, stochastic entropy anomaly, randomized smoothing Kullback-Leibler divergence, and activation kurtosis. These metrics utilize private probes to stress-test local models, effectively exposing latent backdoors that remain invisible to conventional static detection. Furthermore, we implement a topology-aware defense placement strategy to maximize global aggregation resilience. We provide theoretical property for the system's convergence under co-evolving attack and defense dynamics. Numeric empirical evaluations across diverse architectures demonstrate that our active framework is highly competitive with state-of-the-art defenses in mitigating stealthy, adaptive backdoors while preserving primary task utility.