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Spectral Tempering for Embedding Compression in Dense Passage Retrieval

arXiv cs.AI / 3/23/2026

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Key Points

  • The paper analyzes dimensionality reduction for dense retrieval embeddings and notes that the optimal spectral scaling gamma varies with the target dimensionality k and depends on the signal-to-noise ratio of the retained subspace.
  • It introduces Spectral Tempering (SpecTemp), a learning-free method that derives an adaptive gamma(k) from the corpus eigenspectrum using local SNR analysis and knee-point normalization without labeled data.
  • SpecTemp is model-agnostic and aims to match near-oracle performance of grid-searched gamma*(k) while avoiding learning or validation-based hyperparameter tuning.
  • The authors provide public code and demonstrate through extensive experiments that SpecTemp improves embedding compression in dense passage retrieval with minimal performance loss.

Abstract

Dimensionality reduction is critical for deploying dense retrieval systems at scale, yet mainstream post-hoc methods face a fundamental trade-off: principal component analysis (PCA) preserves dominant variance but underutilizes representational capacity, while whitening enforces isotropy at the cost of amplifying noise in the heavy-tailed eigenspectrum of retrieval embeddings. Intermediate spectral scaling methods unify these extremes by reweighting dimensions with a power coefficient \gamma, but treat \gamma as a fixed hyperparameter that requires task-specific tuning. We show that the optimal scaling strength \gamma is not a global constant: it varies systematically with target dimensionality k and is governed by the signal-to-noise ratio (SNR) of the retained subspace. Based on this insight, we propose Spectral Tempering (\textbf{SpecTemp}), a learning-free method that derives an adaptive \gamma(k) directly from the corpus eigenspectrum using local SNR analysis and knee-point normalization, requiring no labeled data or validation-based search. Extensive experiments demonstrate that Spectral Tempering consistently achieves near-oracle performance relative to grid-searched \gamma^*(k) while remaining fully learning-free and model-agnostic. Our code is publicly available at https://anonymous.4open.science/r/SpecTemp-0D37.