Conformalized Transfer Learning for Li-ion Battery State of Health Forecasting under Manufacturing and Usage Variability

arXiv cs.LG / 3/26/2026

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Key Points

  • The paper tackles the problem that lithium-ion battery state-of-health (SOH) forecasting models trained on lab data often fail when applied to new cells with manufacturing variability or different usage conditions.
  • It proposes an uncertainty-aware transfer learning framework that combines an LSTM predictor with domain adaptation using Maximum Mean Discrepancy (MMD) to reduce feature-distribution shift between simulated and target domains.
  • The approach uses Conformal Prediction (CP) to generate calibrated, distribution-free prediction intervals, improving the reliability and interpretability (“trustworthiness”) of forecasts.
  • To represent real-world variability, the LSTM is trained on a virtual battery dataset explicitly designed to include differences in electrode manufacturing and operating conditions.
  • Overall, the method aims to improve both generalization performance and uncertainty estimation for SOH forecasting across heterogeneous batteries.

Abstract

Accurate forecasting of state-of-health (SOH) is essential for ensuring safe and reliable operation of lithium-ion cells. However, existing models calibrated on laboratory tests at specific conditions often fail to generalize to new cells that differ due to small manufacturing variations or operate under different conditions. To address this challenge, an uncertainty-aware transfer learning framework is proposed, combining a Long Short-Term Memory (LSTM) model with domain adaptation via Maximum Mean Discrepancy (MMD) and uncertainty quantification through Conformal Prediction (CP). The LSTM model is trained on a virtual battery dataset designed to capture real-world variability in electrode manufacturing and operating conditions. MMD aligns latent feature distributions between simulated and target domains to mitigate domain shift, while CP provides calibrated, distribution-free prediction intervals. This framework improves both the generalization and trustworthiness of SOH forecasts across heterogeneous cells.