Phase transitions in Doi-Onsager, Noisy Transformer, and other multimodal models

arXiv stat.ML / 4/20/2026

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Key Points

  • The paper analyzes continuous phase transitions in repulsive-attractive mean-field free-energy models on a circle, showing that the critical coupling strength matches the linear stability threshold under a Fourier-decay condition.
  • It proves continuity at criticality in the strong sense that the uniform distribution is the unique global minimizer, using a sharp coercivity estimate derived from a constrained Lebedev–Milin inequality.
  • For the 2D Doi–Onsager model with interaction W(θ) = −|sin(2πθ)|, it establishes a continuous phase transition with K_c = K_# = 3π/4.
  • For the noisy transformer model W_β(θ) = (e^{β cos(2πθ)} − 1)/β, the authors identify a sharp noise threshold β* where continuity holds for β ≤ β* (K_c(β) = K_#(β)) and the transition becomes discontinuous for β > β* (K_c(β) < K_#(β)).
  • A similar sharp dichotomy is derived for the noisy Hegselmann–Krause model W_R(θ) = (R − 2π|θ|)_+^2, extending the phase-transition characterization to additional multimodal-type models.

Abstract

We study phase transitions for repulsive-attractive mean-field free energies on the circle. For a \frac{1}{n+1}-periodic interaction whose Fourier coefficients satisfy a certain decay condition, we prove that the critical coupling strength K_c coincides with the linear stability threshold K_\# of the uniform distribution and that the phase transition is continuous, in the sense that the uniform distribution is the unique global minimizer at criticality. The proof is based on a sharp coercivity estimate for the free energy obtained from the constrained Lebedev--Milin inequality. We apply this result to three motivating models for which the exact value of the phase transition and its (dis)continuity in terms of the model parameters was not fully known. For the two-dimensional Doi--Onsager model W(\theta)=-|\sin(2\pi\theta)|, we prove that the phase transition is continuous at K_c=K_\#=3\pi/4. For the noisy transformer model W_\beta(\theta)=(e^{\beta\cos(2\pi\theta)}-1)/\beta, we identify the sharp threshold \beta_* such that K_c(\beta) = K_\#(\beta) and the phase transition is continuous for \beta \leq \beta_*, while K_c(\beta)<K_\#(\beta) and the phase transition is discontinuous for \beta > \beta_*. We also obtain the corresponding sharp dichotomy for the noisy Hegselmann--Krause model W_{R}(\theta) = (R-2\pi|\theta|)_{+}^2 .