The Compliance Trap: How Structural Constraints Degrade Frontier AI Metacognition Under Adversarial Pressure

arXiv cs.AI / 5/5/2026

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Key Points

  • The study argues that, for frontier AI used in high-stakes decision pipelines, “metacognitive stability” (knowing limitations, detecting errors, seeking clarification) under adversarial pressure is a core safety requirement.
  • Using SCHEMA to evaluate 11 frontier models from 8 vendors over 67,221 scored records with a factorial design and dual-classifier scoring, the authors find 8/11 models experience catastrophic metacognitive degradation, with accuracy falling by up to 30.2 percentage points (all highly significant even after Bonferroni correction).
  • The paper identifies a failure driver called the “Compliance Trap,” showing that cognitive collapse is caused by compliance-forcing instructions that override epistemic boundaries, rather than by the psychological content of the threat itself.
  • The authors report that removing the compliance “suffix” largely restores performance even under active threat, and they find stronger absolute degradation for models with more advanced reasoning—while Anthropic’s Constitutional AI is comparatively immune due to alignment-specific training.
  • The authors release the full dataset and evaluation infrastructure to enable further testing and replication of these adversarial metacognition findings.

Abstract

As frontier AI models are deployed in high-stakes decision pipelines, their ability to maintain metacognitive stability -- knowing what they do not know, detecting errors, seeking clarification -- under adversarial pressure is a critical safety requirement. Current safety evaluations focus on detecting strategic deception (scheming); we investigate a more fundamental failure mode: cognitive collapse. We present SCHEMA, an evaluation of 11 frontier models from 8 vendors across 67,221 scored records using a 6-condition factorial design with dual-classifier scoring. We find that 8 of 11 models suffer catastrophic metacognitive degradation under adversarial pressure, with accuracy dropping by up to 30.2 percentage points (all p < 2 \times 10^{-8}, surviving Bonferroni correction). Crucially, we identify a "Compliance Trap": through factorial isolation and a benign distraction control, we demonstrate that collapse is driven not by the psychological content of survival threats, but by compliance-forcing instructions that override epistemic boundaries. Removing the compliance suffix restores performance even under active threat. Models with advanced reasoning capabilities exhibit the most severe absolute degradation, while Anthropic's Constitutional AI demonstrates near-perfect immunity -- not from superior capability (Google's Gemini matches its baseline accuracy) but from alignment-specific training. We release the complete dataset and evaluation infrastructure.