One Token Away from Collapse: The Fragility of Instruction-Tuned Helpfulness

arXiv cs.CL / 4/15/2026

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Key Points

  • The paper tests instruction-tuned LLM helpfulness under trivial lexical constraints (e.g., banning one punctuation character or a common word) and finds that responses can “collapse,” losing 14–48% comprehensiveness across multiple open-weight model families and a closed-weight model (GPT-4o-mini).
  • Pairwise evaluations judge the unconstrained baseline as preferred in 77–100% of 1,920 comparisons, and GPT-4o-mini shows a particularly large 31% comprehensiveness loss with near-complete baseline wins (99%).
  • Mechanistic analysis attributes the collapse to a planning failure from constrained rewriting after unconstrained generation; using a two-pass generation approach recovers 59–96% of the lost response length.
  • Linear probes on prompt representations predict response length and correlate (R² = 0.51–0.93) with collapse severity for instruction-tuned models, while base (non-instruction-tuned) models show little systematic collapse under the same constraints.
  • The authors argue that common independent LLM-as-judge evaluation can miss the degradation (only ~3.5% average drop vs. ~23% in pairwise evaluation), suggesting an evaluation blind spot for constrained-generation robustness.

Abstract

Instruction-tuned large language models produce helpful, structured responses, but how robust is this helpfulness when trivially constrained? We show that simple lexical constraints (banning a single punctuation character or common word) cause instruction-tuned LLMs to collapse their responses, losing 14--48% of comprehensiveness in pairwise evaluation across three open-weight model families and one closed-weight model (GPT-4o-mini). The baseline response is preferred in 77--100% of 1,920 pairwise comparisons judged by GPT-4o-mini and GPT-4o. Notably, GPT-4o-mini suffers 31% comprehensiveness loss (99% baseline win rate), demonstrating that the fragility extends to commercially deployed closed-weight models, contrary to prior findings on format-level constraints. Through mechanistic analysis, we identify this as a planning failure: two-pass generation (free generation followed by constrained rewriting) recovers 59--96% of response length, and linear probes on prompt representations predict response length with R^2 = 0.51--0.93 before generation begins, with R^2 tracking collapse severity across models. The same probes yield negative R^2 on base models, confirming that instruction tuning creates the representational structure encoding the collapse decision. Crucially, base models show no systematic collapse under identical constraints, with effects that are small, noisy, and bidirectional, demonstrating that instruction tuning creates this fragility by coupling task competence to narrow surface-form templates. The effect replicates on MT-Bench across all eight task categories. We further show that standard independent LLM-as-judge evaluation detects only a 3.5% average quality drop where pairwise evaluation reveals 23%, exposing a methodological blind spot in how constrained generation is assessed.